We have a zero-tolerance to slavery, servitude, forced labour and human trafficking (Modern Slavery) and are committed to conducting business with honesty and integrity and treating everyone with dignity and respect.
We are committed to working with our partners and suppliers to raise awareness and understanding of modern slavery and eliminating the practice from the supply chain.
The statement in the link below is made on behalf of The Executive Office (GBR) LLP pursuant to section 54 of the Modern Slavery Act 2015 of the United Kingdom.
The revised Markets in Financial Instruments Directive II (MiFID II) and the accompanying Markets in Financial Instruments Regulation (MiFIR) is a European Directive that came into force on 3 January 2018.
It is a comprehensive regulatory regime which affects how firms carry out investment business and ancillary activities, organise their internal systems and controls, and conduct business with their customers across the European Economic Area.
Hence, we are required to provide the appropriate information in a comprehensive form to our clients about certain of these MiFID II provisions.
The UK Government Equalities Office has introduced legislation which, as of 4 April 2018, requires employers with 250 or more UK employees to publish certain information in respect of their gender pay gap.
While we are not bound by this regulation and the obligation to publish, nevertheless being passionate about fairness, equality and inclusion, we committed to reducing our gender pay gap and to achieving 50:50 gender balance (within a 10% tolerance) throughout the business.
The Executive Office (GBR) LLP and all its affiliates (hereinafter referred to as “TEO”, “We” or “Us”) are committed to maintaining the highest business standards in all our dealings with any third party.
The financial services market that TEO operates in is some of the most heavily regulated globally. Adherence to all applicable laws and regulations is therefore absolutely critical. We do not aim to simply comply with the letter of the law, it is our intention to adhere to the spirit and principles and embed these in our culture as part of our commitment to our customers and counterparties.
This code of business conduct (the "Code”), which has been approved by TEO Executive Body, sets out our core operating principles and values. All employees of TEO are committed to compliance with the Code and to pursuing our aims and core values.
The Executive office (GBR) LLP (“TEO”) takes all instances of client complaints very seriously, and as such has processes in place to ensure expeditious investigation and resolution.
Where the complaint handling process makes references to “clients”, this reference is also equally applicable to “potential clients”.
Any client complaints received by us will be dealt with impartially by the firms’ Compliance Department, who may contact the client for additional information as necessary, in order to ensure the complaint is handled as diligently as possible.
The assessment of the Compliance Department will seek to determine:
All complaints received will be dealt with promptly, and clients will be contacted to acknowledge receipt and provide them with progress thereafter without undue delay if the complaint cannot be resolved immediately.
Complaints received will be handled free of charge.
Once all factors relevant to the complaint have been considered, TCO will communicate its decision to the client, informing the client of the outcome and all options available to the client to resolve the matter which has been raised.
Client’s complaints may be submitted in writing to:
The Chief Compliance Officer
The Executive Office (GBR) LLP
16 Old Queen Street
or by e-mail to: Compliance@TheExecutiveOffice.com
PLEASE READ THIS IMPORTANT INFORMATION
The material on this Site is intended for Professional Clients Only – Not for Retail distribution
You are about to enter “The Executive Office (GBR) LLP” website (referred to herein as the "Website"). The content of the Website is aimed solely at the class of investor that meets the Financial Conduct Authority (referred to herein as the “FCA") qualifying categories under the FSA's Conduct of Business Rules and to whom it may lawfully be directed to under the Financial Services and Markets Act 2000, namely Professional Clients. If you do not meet this category, then you should not proceed further. If you have any doubt concerning your regulatory categorisation, please contact our compliance department.
Please read this following important information before proceeding, as it contains both legal and regulatory notices relevant to the information contained within this Website.
Terms & Condition of Use
Access to this Website, as defined below, is provided by TEO. For purposes of this agreement, "TEO" shall mean “The Executive Office (GBR) LLP” and its affiliates, and their respective officers, directors, partners and employees. The "Website" shall mean the website of TEO available to the general public and located at: www.TheExcutiveOffice.com
Monitoring:Your use of this Website may be monitored by TEO, and that the resultant information may be used by TEO for its internal business purposes or in accordance with the rules of any applicable regulatory or self-regulatory organization.
All Website design, text, graphics, the selection and arrangement thereof and all software compilations, underlying source code, software and all other materials on this Website are copyright of TEO. Any use of materials on this Website including reproduction, modification, and distribution or re-publication without the express prior written permission of TEO is strictly prohibited.
To the fullest extent permitted by law, TEO, its directors, partners, employees or other representatives will not be liable for damages arising out of or in connection with the use of this Website or the information, content or materials included on this website. This limitation applies to all damages of any kind, including, without limitation, direct, indirect and consequential losses, loss of data, profit or income, loss of or damage to property and claims by third parties.
Information Made Available Through this Service: All website design, text, graphics, the selection and arrangement thereof and all software compilations, underlying source code, software and all other materials on this Website are copyright of TEO. You are not permitted to publish, modify, transmit, or otherwise reproduce any material of this Website, in whole or in part, in any format to any third party without the express written consent of TEO. In addition, you are not permitted to alter, obscure, or remove any copyright, trademark or any other notices that are provided to you in connection with the material in this Website. TEO reserves the right, at any time and from time to time, in the interests of its own editorial discretion and business judgment to add, modify, or remove any of the information. These Terms and Conditions of Use are not intended to, and will not, transfer or grant any rights in or to the information other than those which are specifically described herein, and all rights not expressly granted herein are reserved by TEO or the third-party providers from whom TEO has obtained the information. You are required to read and abide by any additional terms and conditions that may be posted on this service from time to time concerning information obtained from specific third-party providers. Such third-party providers shall have no liability to you for monetary damages on account of the information provided to you via this service.
No warranties made as to content; no responsibilities to update:TEO makes no warranty, express or implied, concerning this service. The services provided by us and our third-party providers are on an "As Is" basis and at your sole risk. TEO expressly disclaims any implied warranty of merchantability or fitness for a particular purpose, including any warranty for the use or the results of the use of the services with respect to their correctness, quality, accuracy, completeness, reliability, performance, timeliness, or continued availability.
Neither TEO nor any of its third-party providers shall have any responsibility to maintain the data and services made available on this Website or to supply any corrections, updates, or releases in connection therewith. Availability of data and services are subject to change without notice.
No liability for content; no liability arising from use: TEO shall have no liability, contingent or otherwise, to you or to third parties, or any responsibility whatsoever, for the failure of any connection or communication service to provide or maintain your access to this service, or for any interruption or disruption of such access or any erroneous communication between TEO and you, regardless of whether the connection or communication service is provided by TEO or a third party service provider. TEO shall have no liability, contingent or otherwise, to you or to third parties, for the correctness, quality, accuracy, timeliness, reliability, performance, continued availability, completeness or delays, omissions, or interruptions in the delivery of the data and services available on this Website or for any other aspect of the performance of this service or for any failure or delay in the execution of any transactions through this service. In no event will TEO be liable for any special, indirect, incidental, or consequential damages which may be incurred or experienced on account of you using the data or services made available on this Website, even if TEO has been advised of the possibility of such damages. TEO will have no responsibility to inform you of any difficulties experienced by TEO or third parties with respect to the use of the services or to take any action in connection therewith.
No warranties made as to security: TEO makes no warranty whatsoever to you, express or implied, regarding the security of the Website, including with respect to the ability of unauthorized persons to intercept or access information transmitted by you through this service.
System Outages, Slowdowns, and Capacity Limitations/Delays in Order Routing, Executions, and Trade Reports:As a result of high internet traffic, transmission problems, systems capacity limitations, and other problems, you may, at times, experience difficulty accessing the Website or communicating with TEO through the internet or other electronic and wireless services. Any computer system or other electronic device, whether, it is yours, an Internet service provider's or TEO' can experience unanticipated outages or slowdowns, or have capacity limitations.
Content not to be construed as a solicitation or recommendation:The material in the Website has been prepared for informational purposes only without regard to any particular user's investment objectives, financial situation, or means, and TEO is not soliciting any action based upon it. This material is not to be construed as a recommendation; or an offer to buy or sell; or the solicitation of an offer to buy or sell any security, financial product, or instrument; or to participate in any particular trading strategy in any jurisdiction in which such an offer or solicitation, or trading strategy would be illegal. Certain transactions, including those involving futures, options, and high-yield securities, give rise to substantial risk and are not suitable for all investors. Although this material is based upon information that TEO considers reliable and endeavours to keep current, TEO has not verified this information and does not represent that this material is accurate, current, or complete and it should not be relied upon as such.
No determination of suitability has been made; not all risks are disclosed; private advisors should be consulted: Thefact that TEO has made the data and services provided on this Website available to you constitutes neither a recommendation that you enter into a particular transaction nor a representation that any product described on this Website is suitable or appropriate for you. Many of the products described on this Website involve significant risks, and you should not enter into any transactions unless you have fully understood all such risks and has independently determined that such transactions are appropriate for you. Any discussion of the risks contained herein with respect to any product should not be considered to be a disclosure of all risks or complete discussion of the risks which are mentioned. You should neither construe any of the material contained herein as business, financial, investment, hedging, trading, legal, regulatory, tax, or accounting advice nor make this service the primary basis for any investment decisions made by or on behalf of you, your accountants, or your managed or fiduciary accounts, and you may want to consult your business advisor, attorney, and tax and accounting advisors concerning any contemplated transactions.
No representations made as to other sites or links:This Website may provide links to certain internet sites (the "Sites") sponsored and maintained by third parties. TEO is providing such links solely as a convenience to you. Accordingly, TEO makes no representations concerning the content of any of the Sites. The fact that TEO has provided a link to the Sites does not constitute an endorsement, authorization, sponsorship, or affiliation by TEO with respect to any of the Sites, its owners, or its providers. TEO has not tested any information, software, or products found on any of the Sites and therefore does not make any representations with respect thereto, including any representations regarding the content or sponsors of the Sites, or the suitability or appropriateness of the products or transactions described therein.
The Executive Office (GBP) LLP is authorised and regulated by the Financial Conduct Authority:This Website is issued or approved by The Executive Office (GBP) LLP which is authorised and regulated by the Financial Conduct Authority (“FCA”). The Executive Office (GBP) LLP whose registered office is at 16 Old Queen Street, London SW1H 9HP, England, appears in the FCA's Register (Registration Number: 208628). TEO is registered as a Limited Liability Partnership in England and Wales (Company Number: OC 301023).
The Executive Office (GBR) LLP is subject to the rules and guidance of the FCA, details of which can be found on the FCA website at: www.fca.org.uk.
The FCA is located at 25 The North Colonnade, Canary Wharf, London E14 5HS, England.